Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roei R Gigi | 4191786 | 2 | 05/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Kress Williams | 4805974 | 1 | 05/27/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kent D Hageman | 1625519 | 1 | 05/25/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Hadley Lentz | 306675 | 5 | 05/25/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Jay Dotolo | 1741752 | 1 | 05/23/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann McGinley | 1104676 | 3 | 05/20/2022 | Customer Dispute | Settled | $94,978.00 | $0.00 | See FINRA Report |
| Paul Thomas Pavelski | 1843721 | 4 | 05/18/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Daniel Philip Freeman | 5828144 | 1 | 05/13/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shelley Lucas Bennett | 5899626 | 1 | 05/11/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Angel A Ferreira | 6694799 | 1 | 05/10/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |