Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard K Lawrence | 6860750 | 1 | 06/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kelsey Jo Mureithi | 7313354 | 3 | 06/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elisabeth Mae Andreason | 4540825 | 1 | 06/16/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erin McCarthy Halprin | 5708424 | 2 | 06/13/2022 | Customer Dispute | Denied | $12,652.20 | $0.00 | See FINRA Report |
| Erin McCarthy Halprin | 5708424 | 2 | 06/13/2022 | Customer Dispute | Denied | $32,046.70 | $0.00 | See FINRA Report |
| Carlos Andres Wilson | 7711216 | 1 | 06/12/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Ann Nored | 5225326 | 1 | 06/07/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth A Diblasi | 5664466 | 1 | 06/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charlie Abraham Ramos | 4109161 | 1 | 06/07/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erin Schornack Dickes | 2787956 | 1 | 06/06/2022 | Customer Dispute | Settled | $177,660.00 | $0.00 | See FINRA Report |