Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Foreman | 6514586 | 1 | 07/21/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Mohammad S Ayyad | 7552208 | 1 | 07/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Scott Bradley | 2414494 | 2 | 07/19/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marcus Scott McClanahan | 4668056 | 1 | 07/19/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew J Owens | 6032896 | 5 | 07/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edwin Corby Bertolett | 1453398 | 3 | 07/18/2022 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Ximena Shannon | 2570692 | 1 | 07/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Walter Cary | 872115 | 1 | 07/13/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin John McIntosh | 4383022 | 1 | 07/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar I Limones | 7062528 | 3 | 07/11/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |