Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Henry Hyun Choi | 6723549 | 3 | 08/08/2022 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Matthew J Owens | 6032896 | 5 | 08/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Roberto A Vila | 2069554 | 1 | 08/03/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Joel Shaw | 2226294 | 5 | 08/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Susanna L Adler | 2937395 | 4 | 08/01/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alexander William Knight | 6586351 | 2 | 07/30/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Erik Iver Hanson | 4528633 | 1 | 07/26/2022 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Manuella Farias Frota | 5940033 | 6 | 07/25/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Colacci | 2504222 | 1 | 07/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Alfonso Duarte Rioseco | 5969776 | 1 | 07/21/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |