Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael O Gradowski | 4911675 | 1 | 09/21/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph J Dugan | 1412880 | 2 | 09/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Trisha Sison Wilson | 6028750 | 1 | 09/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Gene Meece | 2768516 | 2 | 09/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lucy A Johnson | 3031225 | 2 | 09/02/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Debra M Sommerstein | 4041676 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yan Binder | 2932226 | 2 | 08/18/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Linh T Tran | 5254779 | 1 | 08/18/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Leatrice Lashay Carey | 4052786 | 2 | 08/16/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Marcella M Behman | 2074358 | 1 | 08/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |