Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wolfgang Karl Frisch | 4442414 | 2 | 10/28/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Amy W Aadalen | 1862011 | 4 | 10/25/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd N Nuss | 5288692 | 1 | 10/24/2022 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Brandon P Cohen | 5994953 | 1 | 10/21/2022 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Matthew J Owens | 6032896 | 5 | 10/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Allyn Harrell | 2222409 | 1 | 10/17/2022 | Customer Dispute | Settled | $135,170.00 | $0.00 | See FINRA Report |
| Walter Alfredo Alfredo Leon Diaz | 5872460 | 1 | 10/17/2022 | Customer Dispute | Denied | $64,400.00 | $0.00 | See FINRA Report |
| Anthony Michael Gallea | 713980 | 4 | 10/14/2022 | Customer Dispute | Denied | $1,315,300.00 | $0.00 | See FINRA Report |
| Samantha Paige Hobart | 6251748 | 1 | 10/14/2022 | Customer Dispute | Denied | $1,315,300.00 | $0.00 | See FINRA Report |
| Corey Jon Engelhard | 2788550 | 3 | 10/10/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |