Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathleen McNicholas Entwistle | 2832985 | 2 | 11/15/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Neil Jeffrey Lerner | 836146 | 4 | 11/14/2022 | Customer Dispute | Pending | $27,775.00 | $0.00 | See FINRA Report |
| Jeffrey D. Peyser | 4535614 | 1 | 11/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stacey J Grundy | 7506041 | 2 | 11/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter James Costello | 5799429 | 1 | 11/10/2022 | Customer Dispute | Denied | $11,300.00 | $0.00 | See FINRA Report |
| Walter Chaing Lay Lim | 1747688 | 2 | 11/10/2022 | Customer Dispute | Pending | $673,000.00 | $0.00 | See FINRA Report |
| Alicia Lynn Blencke | 2407721 | 1 | 11/09/2022 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Erik Joel Zwilling | 4208417 | 1 | 11/08/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hercules Vicente Rosario | 6415813 | 1 | 11/08/2022 | Customer Dispute | Denied | $19,341.90 | $0.00 | See FINRA Report |
| Horace McDonald Barker | 1639677 | 1 | 11/02/2022 | Customer Dispute | Pending | $1,608,880.00 | $0.00 | See FINRA Report |