Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael David Sherrill | 1261298 | 5 | 07/15/2024 | Customer Dispute | Pending | $33,949.00 | $0.00 | See FINRA Report |
| Mindy M Day | 3148994 | 1 | 07/14/2024 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Warren S Cohn | 2381937 | 8 | 07/04/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Jay Freiman | 726784 | 1 | 06/27/2024 | Customer Dispute | Pending | $6,561.10 | $0.00 | See FINRA Report |
| Traci Lynn Marchi | 3149504 | 1 | 06/27/2024 | Customer Dispute | Pending | $370,464.00 | $0.00 | See FINRA Report |
| Matthew Newcomb McKenzie | 2200274 | 1 | 06/24/2024 | Customer Dispute | Settled | $9,634.00 | $0.00 | See FINRA Report |
| Borami Yoon | 6864788 | 2 | 06/20/2024 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| Nicholas Charles Gomez | 6292160 | 1 | 06/20/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Gregg William Gravenstine | 1762521 | 4 | 06/20/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nancy Rae Wickham | 2236960 | 4 | 06/18/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |