Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicholas Robert Hasselkus | 3257152 | 3 | 01/13/2023 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| George James Salidas | 4296210 | 1 | 12/29/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Hale Sears | 2191530 | 1 | 12/29/2022 | Customer Dispute | Pending | $800,000.00 | $0.00 | See FINRA Report |
| Steven Christopher Lovell | 5975704 | 3 | 12/22/2022 | Customer Dispute | Settled | $18,604.40 | $0.00 | See FINRA Report |
| Matthew J Owens | 6032896 | 5 | 12/19/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terence Joseph Hardy | 6419109 | 1 | 12/17/2022 | Customer Dispute | Denied | $33,000.00 | $0.00 | See FINRA Report |
| Henry de Matos | 7060713 | 1 | 12/15/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David J Donovan | 1294119 | 2 | 12/14/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dennis Michael Williams | 1360490 | 2 | 12/13/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryant K Scott | 2565644 | 3 | 12/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |