Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyquan Q Phong | 5991069 | 1 | 02/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Paul Schlett | 2111952 | 4 | 02/03/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Christopher Amato | 3232432 | 1 | 02/03/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Kelsey Jo Mureithi | 7313354 | 3 | 02/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leslie Peter Degroot | 2178910 | 1 | 02/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tony V Queiroz Silva | 7285243 | 5 | 01/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Hack | 1268219 | 3 | 01/25/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jay Alan Lipman | 1528277 | 1 | 01/23/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Michael Stephens | 2672141 | 1 | 01/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Devin J Baker | 7679088 | 2 | 01/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |