Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Stuart Mandel | 1970104 | 2 | 03/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Smulevitz | 6227365 | 1 | 03/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sean P Righter | 5419832 | 2 | 03/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Farrell | 2572550 | 1 | 03/16/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Damon Martin Gallagher | 2693825 | 1 | 03/16/2023 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Olga Cristina Blanchette | 4789469 | 2 | 03/15/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Donald Merrifield | 7119913 | 1 | 03/15/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Justin Caruso | 735475 | 2 | 03/13/2023 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Charles Arnold Minter | 5288477 | 1 | 03/13/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Keishara Kyllie-Leigh Colby | 6815524 | 7 | 03/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |