Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tony V Queiroz Silva | 7285243 | 5 | 04/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Musso Kuhn | 4517816 | 5 | 04/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allen Keith Short | 5279302 | 1 | 04/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Mathew Galloway | 4669664 | 3 | 04/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark A Willoughby | 7427867 | 1 | 04/21/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher William Duffy | 2515612 | 4 | 04/19/2023 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Olette Bijoux | 5141444 | 3 | 04/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christine Musso Kuhn | 4517816 | 5 | 04/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Richard Erickson | 1915851 | 1 | 04/11/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Teri Twarkins Kelley | 4630618 | 1 | 04/06/2023 | Customer Dispute | Settled | $44,166.00 | $0.00 | See FINRA Report |