Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sergio Andres Alvarez Vicuna | 5102061 | 3 | 05/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam Lang | 5179652 | 1 | 05/05/2023 | Customer Dispute | Denied | $12,295.00 | $0.00 | See FINRA Report |
| John Millard Friedman | 2334065 | 2 | 05/04/2023 | Customer Dispute | Settled | $87,000.00 | $0.00 | See FINRA Report |
| Jackier O Hurtado | 1444186 | 3 | 05/04/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ethan Olds Reid | 4467684 | 1 | 05/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donna Jean MacKay | 2440146 | 3 | 04/28/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Deborah M Albright | 2961336 | 2 | 04/28/2023 | Customer Dispute | Denied | $215,000.00 | $0.00 | See FINRA Report |
| Sally Ann Weger | 2591057 | 6 | 04/28/2023 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Alexandra Isabella Kennedy | 6047103 | 1 | 04/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tracie Ann Manning | 4504499 | 1 | 04/26/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |