Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Warren S Cohn | 2381937 | 8 | 05/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Robert Bernard Gilson | 1122485 | 2 | 05/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Efe Akarkarasu | 7368617 | 3 | 05/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Clarence Arthur Murray | 1291711 | 1 | 05/26/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Tony V Queiroz Silva | 7285243 | 5 | 05/22/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donald Stephen Delahunt | 1972849 | 8 | 05/22/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Alan Roy Greenberg | 874198 | 1 | 05/22/2023 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
Olette Bijoux | 5141444 | 3 | 05/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Brandon T Kehl | 6907968 | 1 | 05/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Leah R Rodriguez | 7828241 | 1 | 05/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |