Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rachel S Charles | 3123820 | 1 | 06/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Diane E Finnerty | 2762263 | 1 | 06/13/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Linda Ann Schnell | 2622613 | 2 | 06/08/2023 | Customer Dispute | Pending | $330,000.00 | $0.00 | See FINRA Report |
| Donna Jean MacKay | 2440146 | 3 | 06/07/2023 | Customer Dispute | Settled | $2,681,670.00 | $0.00 | See FINRA Report |
| Barbara Silva | 7437862 | 4 | 06/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sally Ann Weger | 2591057 | 6 | 06/07/2023 | Customer Dispute | Settled | $2,681,670.00 | $0.00 | See FINRA Report |
| Bobby Gerald Aycock | 817612 | 1 | 06/01/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Tamara J Cooper | 2528221 | 1 | 06/01/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jessica A Reeder | 7847090 | 2 | 06/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah K Plymel | 7554066 | 1 | 06/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |