Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Schmidt | 2403903 | 6 | 12/14/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher S Schofield | 2175959 | 3 | 12/13/2022 | Customer Dispute | Pending | $130,000.00 | $0.00 | See FINRA Report |
| Dennis Michael Williams | 1360490 | 2 | 12/13/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryant K Scott | 2565644 | 3 | 12/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristina Dawn Gruett | 2600368 | 1 | 12/12/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gianluca de Berardinis | 4893776 | 1 | 12/06/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher G. Stimming | 2541380 | 3 | 12/01/2022 | Customer Dispute | Denied | $56,462.60 | $0.00 | See FINRA Report |
| John Franklin Thomas | 4735435 | 1 | 12/01/2022 | Customer Dispute | Pending | $11,000.00 | $0.00 | See FINRA Report |
| Joseph Paul Ganun | 2358305 | 4 | 11/17/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Christian Michael Maguire | 5069359 | 4 | 11/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |