Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey A Lieberman | 1532375 | 1 | 08/05/2024 | Customer Dispute | Pending | $2,000,000.00 | $0.00 | See FINRA Report |
| Brian S Terrell | 6861027 | 1 | 08/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregg Michael Gelber | 4332564 | 1 | 08/01/2024 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Thomas Herring Steele | 6131730 | 1 | 07/30/2024 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Kalesha S Carter | 7455233 | 6 | 07/24/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fredrik Hans Andersson | 2343890 | 1 | 07/23/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Maria Fatima Nicole Victoria | 5277403 | 3 | 07/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maria Fatima Nicole Victoria | 5277403 | 3 | 07/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristobal A Gutierrez Oyague | 7622732 | 4 | 07/22/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony J Divalerio | 1769652 | 1 | 07/17/2024 | Customer Dispute | Pending | $35,000,000.00 | $0.00 | See FINRA Report |