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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 161-170 out of 6,650 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Johnny Zighelboim2568536107/29/2023Customer DisputeWithdrawn$18,000.00$0.00See FINRA Report
Brandon William Johnson6771739107/26/2023Judgment / Lien$0.00$0.00See FINRA Report
James Eric Monken5765921207/24/2023Customer DisputePending$0.00$0.00See FINRA Report
Efe Akarkarasu7368617307/24/2023FinancialFinal$0.00$0.00See FINRA Report
Minesh P Amin5654497107/20/2023Employment Separation After Allegations$0.00$0.00See FINRA Report
Scott Paul Schlett2111952407/20/2023Customer DisputeDenied$500,000.00$0.00See FINRA Report
Devin J Baker7679088207/20/2023FinancialFinal$0.00$0.00See FINRA Report
Brad Russell Burton5956094107/19/2023Customer DisputePending$0.00$0.00See FINRA Report
Talal Bazzi6800599107/19/2023Customer DisputeDenied$0.00$0.00See FINRA Report
James Earl Hedgspeth7081984107/18/2023Customer DisputeSettled$30,216.00$0.00See FINRA Report

6,650 Results

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