Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Johnny Zighelboim | 2568536 | 1 | 07/29/2023 | Customer Dispute | Withdrawn | $18,000.00 | $0.00 | See FINRA Report |
Brandon William Johnson | 6771739 | 1 | 07/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
James Eric Monken | 5765921 | 2 | 07/24/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Efe Akarkarasu | 7368617 | 3 | 07/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Minesh P Amin | 5654497 | 1 | 07/20/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Scott Paul Schlett | 2111952 | 4 | 07/20/2023 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
Devin J Baker | 7679088 | 2 | 07/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Brad Russell Burton | 5956094 | 1 | 07/19/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Talal Bazzi | 6800599 | 1 | 07/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
James Earl Hedgspeth | 7081984 | 1 | 07/18/2023 | Customer Dispute | Settled | $30,216.00 | $0.00 | See FINRA Report |