Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Eileen Field-Gilroy | 1383487 | 1 | 04/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Philip Anderson | 1254635 | 1 | 04/25/2016 | Customer Dispute | Award / Judgment | $1,898,870.00 | $128,000.00 | See FINRA Report |
| Jennifer Katherine Hartline | 6063540 | 1 | 04/25/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Sierra | 4456790 | 2 | 04/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Tildon Lucas | 4679440 | 1 | 04/22/2016 | Customer Dispute | Denied | $115,156.00 | $0.00 | See FINRA Report |
| John Raphael Privitelli | 733924 | 1 | 04/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Susanna L Adler | 2937395 | 4 | 04/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jennifer M Keel | 5836533 | 1 | 04/19/2016 | Customer Dispute | Denied | $125,200.00 | $0.00 | See FINRA Report |
| Janet Ann Otersen | 1876419 | 1 | 04/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Galaham Zuanich | 4466984 | 1 | 04/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |