Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin B Ou | 5470720 | 1 | 05/10/2016 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 05/09/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Lee Ferrell | 4002357 | 1 | 05/09/2016 | Customer Dispute | Denied | $83,300.00 | $0.00 | See FINRA Report |
| Joseph Francis Huhn | 1227037 | 1 | 05/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Sterling Howe | 5839978 | 1 | 05/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Karl David Tresner | 5468754 | 2 | 05/04/2016 | Customer Dispute | Denied | $12,760.00 | $0.00 | See FINRA Report |
| Kimberly Ann Sodervick | 2269268 | 5 | 04/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristin Marie Kotsakis | 1200379 | 1 | 04/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vela Marie Caspersen | 6074638 | 5 | 04/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John David Naslund | 1025488 | 3 | 04/27/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |