Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joshua Henry | 4828440 | 1 | 09/27/2023 | Customer Dispute | Denied | $14,600.00 | $0.00 | See FINRA Report |
| Kenneth Scott Wingerter | 2741587 | 1 | 09/27/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| S P Powers | 859602 | 1 | 09/26/2023 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| James Eric Monken | 5765921 | 2 | 09/21/2023 | Customer Dispute | Pending | $750,000.00 | $0.00 | See FINRA Report |
| Lionel M Goldberg | 1554193 | 1 | 09/21/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Genai Angelee Walker | 6278502 | 1 | 09/12/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlo John Licata | 5026017 | 1 | 09/12/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Richard Brent Maratea | 1278603 | 5 | 09/06/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kalesha S Carter | 7455233 | 6 | 09/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael L Beers | 4066604 | 1 | 08/29/2023 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |