Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John I Snyder | 1018046 | 2 | 05/31/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shih-Wei Tao | 4025300 | 2 | 05/30/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Holly Jane Dunbar | 4017241 | 3 | 05/25/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicole M Rudd | 3166871 | 2 | 05/24/2016 | Customer Dispute | Denied | $18,400.00 | $0.00 | See FINRA Report |
| Andrew Valcik | 5862453 | 1 | 05/23/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Moira L Patterson | 4275847 | 1 | 05/19/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Liam Emmett Patterson | 5363720 | 1 | 05/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Carl Groose | 4867935 | 2 | 05/17/2016 | Customer Dispute | Settled | $90,306.00 | $0.00 | See FINRA Report |
| Tiffany A Adams | 3207183 | 3 | 05/17/2016 | Customer Dispute | Settled | $20,549.00 | $0.00 | See FINRA Report |
| Patrick J Aubry | 1356325 | 2 | 05/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |