Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kalesha S Carter | 7455233 | 6 | 06/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Robert Abbott | 4331367 | 1 | 06/17/2016 | Customer Dispute | Denied | $9,414.55 | $0.00 | See FINRA Report |
| Peter Joseph Haack | 1344737 | 1 | 06/16/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Gubitz | 3252667 | 3 | 06/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Hannah | 4550801 | 1 | 06/15/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Colin Edward Hammer | 4034070 | 5 | 06/10/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jana C Torres | 7333160 | 3 | 06/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Francis Durso | 861907 | 2 | 06/08/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey Randy Brook | 1101091 | 3 | 06/03/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Felipe Gonet | 6309034 | 1 | 06/03/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |