Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marion Elizabeth Tettke | 4569264 | 1 | 07/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victor Anthony Ponce | 7243666 | 1 | 07/03/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Louis Capodanno | 2867661 | 1 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Tucker Willey | 6131772 | 1 | 07/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Betzaida M Mancebo | 1243144 | 1 | 06/29/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kalesha S Carter | 7455233 | 6 | 06/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark John Brennan | 1804302 | 19 | 06/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Felicita Marta Stark | 1867075 | 1 | 06/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary A Hirsekorn | 7643005 | 1 | 06/23/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arielle T Washington | 7312711 | 1 | 06/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |