Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Roger F Mulhern | 5573530 | 1 | 07/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carlos Alberto Araguas | 4456343 | 3 | 07/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patricia R Yara | 6017996 | 1 | 07/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Damon Kevin Kinzie | 2398517 | 2 | 07/16/2016 | Customer Dispute | Denied | $110,000.00 | $0.00 | See FINRA Report |
| Ayorinde Akinwande | 6949369 | 3 | 07/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Cleavland Peavy | 3176143 | 1 | 07/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Earl C Morales | 6588149 | 1 | 07/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald E Crum | 2363691 | 2 | 07/08/2016 | Customer Dispute | Settled | $2,674,500.00 | $0.00 | See FINRA Report |
| Benjamin Armando Lopez | 6436076 | 1 | 07/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Stone | 6150265 | 1 | 07/06/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |