Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Audrey Ellen Franzblau | 2052064 | 2 | 08/05/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Isidro Ferrer | 4587337 | 1 | 08/04/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Massaux | 2746156 | 4 | 08/04/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brett S Spindler | 2533334 | 3 | 08/03/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrea Pavlovic | 6710473 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Colin Edward Hammer | 4034070 | 5 | 07/27/2016 | Customer Dispute | Settled | $1,400,000.00 | $0.00 | See FINRA Report |
| Miguel Angel Ruiz | 6926115 | 1 | 07/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David A Schneider | 5788527 | 2 | 07/26/2016 | Customer Dispute | Denied | $6,742.00 | $0.00 | See FINRA Report |
| William Edward Style | 3038388 | 1 | 07/25/2016 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Carolyn Kroupa Weaver | 5169591 | 1 | 07/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |