Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Ann Sodervick | 2269268 | 5 | 08/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Jay Taft | 1927300 | 3 | 08/24/2016 | Customer Dispute | Award / Judgment | $525,973.00 | $0.00 | See FINRA Report |
| Stephen George Scaccia | 4983572 | 1 | 08/23/2016 | Customer Dispute | Settled | $24,215.10 | $0.00 | See FINRA Report |
| Anthony Joseph Pimentel | 4261632 | 1 | 08/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Widman | 4346521 | 1 | 08/16/2016 | Customer Dispute | Denied | $5,474.48 | $0.00 | See FINRA Report |
| Adam David Lord | 4213245 | 1 | 08/12/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Ryan Downs | 5990870 | 1 | 08/09/2016 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Faye Angela Mellos | 863317 | 2 | 08/09/2016 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Albert Dishner | 1912362 | 5 | 08/08/2016 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Spencer Nathan Torgan | 4976816 | 1 | 08/05/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |