Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John David Naslund | 1025488 | 3 | 09/15/2016 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 09/15/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Stephanie Anne Nilsen | 2634740 | 3 | 09/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephanie Anne Nilsen | 2634740 | 3 | 09/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert J Hanes | 2356898 | 4 | 09/12/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Colin Cantwell | 6828076 | 1 | 09/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Smith | 6754126 | 2 | 09/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bridgette Monique Mota | 6249857 | 7 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Monty Shea Holcombe | 4119238 | 2 | 08/30/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 08/26/2016 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |