Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brandon Cintron | 6624540 | 1 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Irene Bryant | 4050135 | 1 | 09/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn P Travers | 2722891 | 2 | 09/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kurt Matthew Overton | 5004000 | 1 | 09/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert John Coronel | 2126831 | 8 | 09/28/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amato Dilauro | 4796918 | 1 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Orr Robison | 2414684 | 2 | 09/20/2016 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 09/19/2016 | Customer Dispute | Settled | $699,000.00 | $0.00 | See FINRA Report |
| Patrick F Henry | 1375424 | 2 | 09/19/2016 | Customer Dispute | Award / Judgment | $8,612.50 | $690.00 | See FINRA Report |
| John James McLaughlin | 3140624 | 3 | 09/16/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |