Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Steven Douek | 4913839 | 1 | 10/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andres Marek | 1582728 | 1 | 10/14/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rachel A Tavlarides | 4869115 | 1 | 10/12/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kevin C Butler | 2986238 | 6 | 10/12/2016 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Christopher James Butler | 1894450 | 9 | 10/12/2016 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Latrina M Green | 4209086 | 1 | 10/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrigo Mendes | 2948279 | 5 | 10/06/2016 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |
| Jonathon Ray Paul | 2262192 | 1 | 10/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nisha Pillay Modak | 2633406 | 1 | 10/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ayorinde Akinwande | 6949369 | 3 | 10/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |