Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kimberly Ann Sodervick | 2269268 | 5 | 10/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oswald R Bynoe | 7652215 | 1 | 10/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William E Schwartz | 2978124 | 6 | 10/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Barry E Seymour | 6365281 | 1 | 10/28/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Joseph Cusma | 4182237 | 4 | 10/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 10/26/2016 | Customer Dispute | Settled | $39,015.90 | $0.00 | See FINRA Report |
| Jessica Leigh Corpening | 4460757 | 2 | 10/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Joseph Cusma | 4182237 | 4 | 10/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Prumo | 2639922 | 3 | 10/24/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| James Vincent Pucciarelli | 731754 | 2 | 10/19/2016 | Customer Dispute | Closed-No Action | $35,418.00 | $0.00 | See FINRA Report |