Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Vipul B Shah | 5659006 | 1 | 10/30/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Shaun C Ferguson | 5735329 | 1 | 10/25/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tanita M Mobley | 6406258 | 2 | 10/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Neil Lawrence | 4268777 | 1 | 10/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Norman Joseph Killop | 2079787 | 5 | 10/19/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sabrina M Kelly | 4609281 | 3 | 10/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cristobal A Gutierrez Oyague | 7622732 | 4 | 10/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Gene Meece | 2768516 | 2 | 10/04/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Kelley Spector | 2857657 | 1 | 10/02/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Todd O McBride | 5743641 | 1 | 10/02/2023 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |