Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Joseph Dean | 2223858 | 2 | 11/22/2016 | Customer Dispute | Denied | $64,000.00 | $0.00 | See FINRA Report |
| Bridgette Monique Mota | 6249857 | 7 | 11/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guillerli A Morales | 3269883 | 1 | 11/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya L Lankford | 1306242 | 1 | 11/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ikaika Smith | 7741761 | 7 | 11/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brenton Tyler Purcell | 5301115 | 3 | 11/08/2016 | Customer Dispute | Denied | $42,800.00 | $0.00 | See FINRA Report |
| Philip Herschel Crosby | 705145 | 1 | 11/08/2016 | Customer Dispute | Settled | $16,528.50 | $0.00 | See FINRA Report |
| Jerry Allan Eades | 1094066 | 4 | 11/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William E Schwartz | 2978124 | 6 | 11/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaime Suarez | 5614541 | 1 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |