Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cristine Santos Bada | 4304276 | 1 | 12/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Duffy | 1652887 | 4 | 12/09/2016 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| David Ross Searcy | 2264199 | 5 | 12/08/2016 | Customer Dispute | Award / Judgment | $0.00 | $83,192.60 | See FINRA Report |
| Kalesha S Carter | 7455233 | 6 | 12/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Arden Burnett | 2152767 | 4 | 12/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Charles Serrato | 2458277 | 4 | 12/02/2016 | Customer Dispute | Settled | $334,000.00 | $0.00 | See FINRA Report |
| Bruce Juan Robinson | 7201724 | 9 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Juan Robinson | 7201724 | 9 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald F Eurillo | 2345091 | 1 | 11/23/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Sefaradi | 5987228 | 1 | 11/22/2016 | Customer Dispute | Denied | $8,932.13 | $0.00 | See FINRA Report |