Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Samuel M Reed | 4938162 | 1 | 12/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Campos Prado | 4486367 | 3 | 12/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Annette Williams | 6223534 | 1 | 12/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Perry Clark Lee | 1228655 | 7 | 12/21/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lisa Hammond | 6572780 | 1 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James J Diaz | 6277700 | 4 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert James Silva | 4689595 | 1 | 12/19/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Anthony Fezza | 1133552 | 5 | 12/16/2016 | Customer Dispute | Denied | $50,096.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 12/13/2016 | Customer Dispute | Settled | $2,212,350.00 | $0.00 | See FINRA Report |
| Wade Leroy Hope | 1626536 | 1 | 12/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |