Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marci Jane Mustachio | 1953083 | 7 | 01/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Elaine Womack | 1778407 | 3 | 01/17/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Elaine Womack | 1778407 | 3 | 01/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Campos Prado | 4486367 | 3 | 01/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan W Zielinski | 7624627 | 8 | 01/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Kepchar | 268212 | 5 | 01/05/2017 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Ryan W Zielinski | 7624627 | 8 | 01/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip David Plotnick | 1363049 | 1 | 01/03/2017 | Customer Dispute | Denied | $172,296.00 | $0.00 | See FINRA Report |
| Brian K Peters | 7222700 | 3 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian K Peters | 7222700 | 3 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |