Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diego Martinez | 6791906 | 4 | 01/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diego Martinez | 6791906 | 4 | 01/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diego Martinez | 6791906 | 4 | 01/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diego Martinez | 6791906 | 4 | 01/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric P Drake | 5239443 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Melanie C Schnoll-Begun | 2884715 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Jeffrey Clay | 2224431 | 3 | 01/25/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward William Hanhardt | 1950644 | 1 | 01/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 01/19/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William E Schwartz | 2978124 | 6 | 01/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |