Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marci Jane Mustachio | 1953083 | 7 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marci Jane Mustachio | 1953083 | 7 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Jones | 1423348 | 4 | 02/10/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Myles M Martell | 6151276 | 3 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myles M Martell | 6151276 | 3 | 02/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian C Daniels | 6502424 | 1 | 02/06/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Park | 5226079 | 1 | 02/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James J Diaz | 6277700 | 4 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linnette Janitza Franco | 6386485 | 1 | 02/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Raymond Richardson Hopper | 2200873 | 4 | 01/31/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |