Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melody W Dehond | 2342371 | 10 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melody W Dehond | 2342371 | 10 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melody W Dehond | 2342371 | 10 | 03/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marci Jane Mustachio | 1953083 | 7 | 03/02/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal A Teicher | 2577522 | 5 | 02/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Richard Meyer | 4536350 | 1 | 02/27/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Corey William Weese | 7161108 | 5 | 02/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donna Elaine Womack | 1778407 | 3 | 02/21/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 02/16/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Denise Campos Prado | 4486367 | 3 | 02/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |