Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Devin Tyler Mendoza | 6360267 | 3 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Devin Tyler Mendoza | 6360267 | 3 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adriana Maria Misas | 4605679 | 3 | 03/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronnie Jamie Marceaux | 4053858 | 2 | 03/23/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anne Afton Rutherford | 1188217 | 5 | 03/23/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicole Elizabeth Williams | 5159324 | 2 | 03/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Michael Pianko | 2804762 | 2 | 03/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Roberto Gamarra | 4140895 | 1 | 03/17/2017 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |
| Laurance R Clark | 1189778 | 3 | 03/16/2017 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Constance Christine Flynn | 1577504 | 5 | 03/15/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |