Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexandre Luiz Santos Leal | 2713074 | 1 | 04/13/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michelle Lynne Fleter | 5341428 | 1 | 04/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony William Smith | 2883128 | 3 | 04/06/2017 | Customer Dispute | Settled | $28,340.50 | $0.00 | See FINRA Report |
| Marci Jane Mustachio | 1953083 | 7 | 04/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marea Jones | 6734457 | 1 | 04/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Charles Sherman | 2233839 | 3 | 04/05/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Walter J Krop | 1287437 | 3 | 04/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William E Schwartz | 2978124 | 6 | 04/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard H Krollman | 4003217 | 1 | 04/04/2017 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Carly Elizabeth Schiavone | 6778882 | 1 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |