Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donald John Witkowski | 2403762 | 2 | 04/25/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Glen Patrick Gill | 5087228 | 1 | 04/25/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Catherine Lashawn Wilkinson | 5087755 | 1 | 04/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lindsey E Sawicki | 5909822 | 1 | 04/24/2017 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Richard T Burns | 3024029 | 2 | 04/20/2017 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Brandon M Cable | 3054620 | 2 | 04/20/2017 | Customer Dispute | Denied | $6,396.67 | $0.00 | See FINRA Report |
| William Arden Burnett | 2152767 | 4 | 04/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Nixon | 4834098 | 3 | 04/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marci Jane Mustachio | 1953083 | 7 | 04/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kathryn Schlick | 7092991 | 1 | 04/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |