Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole Elizabeth Williams | 5159324 | 2 | 05/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Eugene Washell | 4287737 | 1 | 05/10/2017 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Alex Muscati | 2311373 | 8 | 05/04/2017 | Customer Dispute | Settled | $123,000.00 | $0.00 | See FINRA Report |
| Constance Christine Flynn | 1577504 | 5 | 05/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adriana Maria Misas | 4605679 | 3 | 05/03/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Andrew Marks | 4541579 | 2 | 05/02/2017 | Customer Dispute | Denied | $68,294.20 | $0.00 | See FINRA Report |
| Annamarie Louise Priolo | 4266826 | 1 | 05/02/2017 | Customer Dispute | Denied | $68,294.20 | $0.00 | See FINRA Report |
| Rhonda Lee Viapiano | 1416221 | 1 | 05/01/2017 | Customer Dispute | Denied | $115,156.00 | $0.00 | See FINRA Report |
| Vela Marie Caspersen | 6074638 | 5 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew J Decapite | 4285855 | 1 | 04/27/2017 | Customer Dispute | Denied | $102,726.00 | $0.00 | See FINRA Report |