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FINRA Broker Disclosures for Morgan Stanley

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.

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Displaying 1,251-1,260 out of 6,650 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jesse Starr5376837306/07/2017Customer DisputeSettled$0.00$0.00See FINRA Report
Ryan W Zielinski7624627806/06/2017FinancialFinal$0.00$0.00See FINRA Report
Peter Nicholas Inserra1030626106/03/2017Customer DisputeDenied$0.00$0.00See FINRA Report
Winston Murray Walls6686495306/01/2017FinancialFinal$0.00$0.00See FINRA Report
William R Petit6352665105/28/2017CriminalFinal Disposition$0.00$0.00See FINRA Report
Denise de La Torre7076500105/22/2017FinancialFinal$0.00$0.00See FINRA Report
Christopher James Butler1894450905/22/2017Customer DisputeFinal$395,579.00$0.00See FINRA Report
Marco Rodolfo Bigotti4626023105/18/2017Customer DisputeWithdrawn$139,454.00$0.00See FINRA Report
Laurance R Clark1189778305/17/2017Customer DisputeDenied$12,000.00$0.00See FINRA Report
John James McLaughlin3140624305/12/2017Customer DisputeSettled$47,483.00$0.00See FINRA Report

6,650 Results

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