Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jesse Starr | 5376837 | 3 | 06/07/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Ryan W Zielinski | 7624627 | 8 | 06/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Peter Nicholas Inserra | 1030626 | 1 | 06/03/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Winston Murray Walls | 6686495 | 3 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
William R Petit | 6352665 | 1 | 05/28/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Denise de La Torre | 7076500 | 1 | 05/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Christopher James Butler | 1894450 | 9 | 05/22/2017 | Customer Dispute | Final | $395,579.00 | $0.00 | See FINRA Report |
Marco Rodolfo Bigotti | 4626023 | 1 | 05/18/2017 | Customer Dispute | Withdrawn | $139,454.00 | $0.00 | See FINRA Report |
Laurance R Clark | 1189778 | 3 | 05/17/2017 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
John James McLaughlin | 3140624 | 3 | 05/12/2017 | Customer Dispute | Settled | $47,483.00 | $0.00 | See FINRA Report |