Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heidi Lynne Shelton-Grimes | 6043379 | 2 | 06/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gloria Luz Aneiros | 4800700 | 6 | 06/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gloria Luz Aneiros | 4800700 | 6 | 06/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Jay Bogatch | 1791399 | 2 | 06/16/2017 | Customer Dispute | Settled | $203,044.00 | $0.00 | See FINRA Report |
| Margaret Anne Vincenti | 4138148 | 1 | 06/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Edward Nance | 1995912 | 1 | 06/13/2017 | Customer Dispute | Closed-No Action | $524,344.00 | $0.00 | See FINRA Report |
| Gloria Luz Aneiros | 4800700 | 6 | 06/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon M Cable | 3054620 | 2 | 06/09/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Peters | 1222161 | 2 | 06/08/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Louis Lombardi | 2437234 | 3 | 06/07/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |