Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan W Zielinski | 7624627 | 8 | 07/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anna Halton-Yaschur | 1640597 | 6 | 07/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Joseph Smith | 6754126 | 2 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myles M Martell | 6151276 | 3 | 06/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dina S Fernandes | 5263724 | 3 | 06/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Lynn Ekenstam | 6734674 | 2 | 06/26/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Thomas McDermott | 4136866 | 3 | 06/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ikaika Smith | 7741761 | 7 | 06/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gloria Luz Aneiros | 4800700 | 6 | 06/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gloria Luz Aneiros | 4800700 | 6 | 06/19/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |