Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anita Oplotnik | 4358816 | 1 | 08/04/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Haag Riga | 1067093 | 4 | 08/03/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Rachelle Ann West | 7003829 | 3 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamie E Tate | 7600251 | 1 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debra Lynn Ebert | 2665013 | 1 | 07/31/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lauri Lynn Camden | 4394742 | 1 | 07/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Michael Pallach | 1591489 | 2 | 07/28/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Constance Christine Flynn | 1577504 | 5 | 07/25/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael M Ashburn | 5240720 | 2 | 07/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Todd Kirby | 6576922 | 1 | 07/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |