Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shaquililia Marie Robbins | 7000447 | 1 | 08/28/2017 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Robert S Delano | 5980326 | 1 | 08/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David R Garcia | 2281514 | 23 | 08/22/2017 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Walter J Krop | 1287437 | 3 | 08/21/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rafael Alberto Gonzalez | 2096117 | 17 | 08/14/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David E Cave | 1735595 | 2 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David E Cave | 1735595 | 2 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Richard Mc Namara | 1579103 | 7 | 08/07/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kim Robinson Hawkinson | 1035491 | 1 | 08/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Aloysius Juracka | 708735 | 3 | 08/04/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |