Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Victor Strackhouse | 5888436 | 2 | 09/11/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Benjamin Bufkin | 4206635 | 1 | 09/07/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Renata I Hernandez | 4582666 | 1 | 09/06/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Rocco Colli | 2398062 | 12 | 09/05/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jessica Leigh Corpening | 4460757 | 2 | 09/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Edwin Fister | 4504496 | 1 | 09/05/2017 | Customer Dispute | Denied | $54,456.60 | $0.00 | See FINRA Report |
| Richard Rodger Rodd | 6863120 | 1 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark John Brennan | 1804302 | 19 | 09/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricardo Fontana Guimaraes | 5442981 | 2 | 08/31/2017 | Customer Dispute | Settled | $164,971.00 | $0.00 | See FINRA Report |
| Christina L Holloway | 5398697 | 1 | 08/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |