Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Robert Doss | 6482322 | 1 | 09/29/2017 | Customer Dispute | Settled | $24,654.00 | $0.00 | See FINRA Report |
| Karin Ide | 1539614 | 1 | 09/29/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Silvana Roncal | 1714916 | 1 | 09/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph S Stern | 2994501 | 1 | 09/26/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Ivan Flynn | 869817 | 5 | 09/25/2017 | Customer Dispute | Award / Judgment | $41,493.00 | $0.00 | See FINRA Report |
| Stephen Elliot Rudman | 1333716 | 2 | 09/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Jeffrey Carr | 1708296 | 2 | 09/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin James Birkner | 5831301 | 1 | 09/15/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Todd Ellis Bonime | 1144628 | 1 | 09/14/2017 | Customer Dispute | Withdrawn | $500,000.00 | $0.00 | See FINRA Report |
| Jacob Arthur Lifferth | 5913868 | 3 | 09/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |