Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Felix Bikai | 7837608 | 2 | 12/07/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Warren S Cohn | 2381937 | 8 | 12/05/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chelsea Deng | 4179306 | 1 | 12/05/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Hugo Fischer Mantilla | 2197853 | 1 | 12/01/2023 | Customer Dispute | Withdrawn | $20,000,000.00 | $0.00 | See FINRA Report |
| Charles Donald Lombardi | 2846847 | 2 | 12/01/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Amber Tiller Hardman | 4854885 | 1 | 11/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Poulin | 2034087 | 4 | 11/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory B Norris | 2531010 | 5 | 11/20/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Marrujo | 4123625 | 1 | 11/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marcie Beth Daleo | 1234009 | 3 | 11/17/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |