Our Staff has compiled our research into a database of FINRA Broker Disclosures for Morgan Stanley. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Constance Christine Flynn | 1577504 | 5 | 10/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Lee Hoffman | 1223634 | 7 | 10/20/2017 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Jeffrey Charles Hylton | 2288917 | 1 | 10/17/2017 | Customer Dispute | Settled | $323,990.00 | $0.00 | See FINRA Report |
| Alexa Rae Hirschhorn | 6906786 | 1 | 10/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne H Wagner | 1376987 | 1 | 10/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neal A Teicher | 2577522 | 5 | 10/11/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Ann Sodervick | 2269268 | 5 | 10/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Scott Leopold | 1729492 | 4 | 10/04/2017 | Customer Dispute | Denied | $250,000.00 | $0.00 | See FINRA Report |
| Joseph M Olexa | 2939331 | 1 | 10/02/2017 | Customer Dispute | Denied | $650,050.00 | $0.00 | See FINRA Report |
| Matthew Thomas Barrus | 3185713 | 1 | 10/02/2017 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |